Compliance Manager

Job Description

What will you do

Your core focus will be to develop, communicate, train and enforce/ensure compliance with internal and regulatory requirements in our Scottish offices

• Assist in the firm’s existing monitoring activities, ensuring the firm’s obligations to the IPA, ICAS and ICAEW are met.
• Assisting with individual regulatory inspection visits from the IPA and ICAEW, including travel to the reviewing offices where necessary.
• Attend meetings with regulators and draft responses to case review queries and closing reports.
• Supervision of remedial actions/plan of action required following regulatory visits.
• Periodic review of compliance with AML / KYC processes.
• Assisting with iCompliance helpdesk queries in relation to technical matters.
• Assisting in the update and formulation of the firm’s standard documents.
• Ability to provide training and guidance

What will we do?

• Help you grow by supporting you to learn new skills, build technical knowledge, alongside your professional development
• Regularly check in to make sure you’re meeting your personal goals
• Give you the opportunity to build your network across our Group and external stakeholders
• Provide a competitive salary and benefits package

What are we looking for?

• Knowledge and experience of all insolvency processes with a focus and experience on Scottish legislation
• At least CPI qualified (or equivalent)
• Working knowledge of IPS is essential
• Working knowledge of a Document Management System
• Good communication skills, both written and verbal, with strong problem-solving abilities
• Able to build good working relationships with colleagues and partners, and external stakeholders
• Can be based in anywhere in Scotland but ideally close to one of our offices in Glasgow, Edinburgh, Dundee, or Aberdeen
• Open to remote working